-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RoGKgCefSbCIOAGsegKDhC3nYRX4ppH4pF+3jYlbmSlt7yxzoh5f2CdyESTRxIHx 2b0IbMCdvuFfwr/2NJej0Q== 0001045969-98-000083.txt : 19980202 0001045969-98-000083.hdr.sgml : 19980202 ACCESSION NUMBER: 0001045969-98-000083 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980130 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UROLOGIX INC CENTRAL INDEX KEY: 0000882873 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411697237 STATE OF INCORPORATION: MN FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48431 FILM NUMBER: 98517456 BUSINESS ADDRESS: STREET 1: 14405 21ST AVE N CITY: MINNEAPOLIS STATE: MN ZIP: 55447 BUSINESS PHONE: 6124751400 MAIL ADDRESS: STREET 1: 14405 21ST AVENUE NORTH CITY: MINNEAPOLIS STATE: MN ZIP: 55447 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: REID JOHN M CENTRAL INDEX KEY: 0001033590 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 195 BUNKER HILL AVE CITY: STRATHAM STATE: NH ZIP: 03885 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* ----- Urologix, Inc. ------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $.01 Per Share ------------------------------------------------------------------------- (Title of Class of Securities) 917273 10 4 ------------------------------ (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages CUSIP NO. 917273 10 4 13G PAGE 2 OF 5 PAGES - ---------------------- ----------------- 1 NAME OF REPORTING PERSON: John M. Reid I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (A) / / (B) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION The Reporting Person is a citizen of the United States. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 560,087 SHARES 6 SHARED VOTING POWER BENEFICIALLY -0- OWNED BY 7 SOLE DISPOSITIVE POWER EACH 560,087 REPORTING 8 SHARED DISPOSITIVE POWER PERSON -0- WITH: - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 560,087 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 5.0% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- PAGE 3 OF 5 PAGES ----------------- ITEM 1. (a) Name of Issuer The name of the issuer is Urologix, Inc. (b) Address of Issuer's Principal Executive Offices The address of the principal executive offices of the Issuer is: 14405 21st Avenue North, Minneapolis, MN 55447 ITEM 2. (a) Name of Person Filing. This statement is being filed by John M. Reid, an individual (the "Reporting Person"). (b) Address of Principal Business Office or, if none, Residence. The principal address of the Reporting Person is 195 Bunker Hill Avenue, Stratham, NH 03885. (c) Citizenship. The Reporting Person is a citizen of the United States. (d) Title of Class of Securities. Common Stock, $.01 par value. (e) CUSIP Number. 91273 10 4 ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) / / Broker or Dealer registered under Section 15 of the Act (b) / / Bank as defined in Section 3(a)(6) of the Act (c) / / Insurance Company as defined in Section 3(a)(19) of the Act (d) / / Investment Company registered under Section 8 of the Investment Company Act (e) / / Investment Adviser registered under Section 203 of the Investment Advisers Act of 1940 (f) / / Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see (S)240.13d-1(b)(1)(ii)(F) (g) / / Parent Holding Company, in accordance with (S)240.13d-1(b)(ii)(G) (Note: See Item 7) (h) / / Group, in accordance with (S)240.13d-1(b)(ii)(H) Not Applicable. PAGE 4 OF 5 PAGES ----------------- ITEM 4. Ownership As of December 31, 1997, the Reporting Person's beneficial ownership of shares of the Issuer was as follows: (a) Amount Beneficially Owned - 560,087 shares (b) Percent of Class - 5.0% (c) Of the shares beneficially owned by the Reporting Person, the Reporting Person has the power to vote or dispose of the shares as follows: (i) Sole power to vote or direct the vote - 560,087 shares (See Item 4(a)) (ii) Shared power to vote or direct the vote - 0 (iii) Sole power to dispose or direct the disposition of -560,087 shares (See Item 4(a)) (iv) Shared power to dispose or direct the disposition of - 0 ITEM 5. Ownership of Five Percent or less of a Class Not Applicable. ITEM 6. Ownership of More Than Five Percent on Behalf of Another Person Not Applicable. ITEM 7. Identification and Classification of the Subsidiary which Acquired the Security Reported on by the Parent Holding Company. Not Applicable. ITEM 8. Identification and Classification of Members of the Group Not Applicable. ITEM 9. Notice of Dissolution of Group Not Applicable. ITEM 10. Certification Not Applicable. PAGE 5 OF 5 PAGES ----------------- SIGNATURE --------- After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. January 23, 1998 /s/ John M. Reid ----------------------------------------- John M. Reid -----END PRIVACY-ENHANCED MESSAGE-----